E Mccarty
E Mccarty is a registered investment advisor at Integrity Alliance, LLC, based in Plano, TX, with 16 years of industry experience. E operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
6275 W Plano Pkwy, Suite 500, Plano, TX, 75093
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2022Other Business ActivitiesSells Insurance
E is the President of Retirement Designers Financial Group, LLC, a DBA for insurance and securities sales, dedicating about a quarter of their time. E is also an independent insurance agent selling fixed insurance products, spending about half their time on this activity, and is involved with Connect Advisors Group, focusing on wholesale fixed annuities business for a few hours per week. Additionally, E owns a tax/accounting business, Dykes, Reed, Boggs and Flynn PC, spending a few hours per week on it.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.