Dawn Parks is a CFP-designated registered investment advisor, based in Schaumburg, IL, with 29 years of industry experience.
Location
1450 American Lane, 6th Floor, Suite 650, Schaumburg, IL, 60173-2096
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dawn is involved in several financial services activities, including asset management, financial planning, and insurance solution implementation. She is also purchasing assets and clients of WealthCare Financial and will operate under the DBA Sunny Day Financial, dedicating nearly full-time hours to this endeavor.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
LPL Financial LLC
1st Global Advisors INC
1st Global Capital CORP.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
UBS Painewebber INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations20 states
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