Dawn Parks is a CFP-designated registered investment advisor at LPL Financial LLC, based in Plano, TX, with 29 years of industry experience. Dawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4324 Mapleshade Lane #270,, Plano, TX, 75093
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dawn is involved in several financial services activities, including asset management, financial planning, and insurance solution implementation. She is also purchasing assets and clients of WealthCare Financial and will operate under the DBA Sunny Day Financial, dedicating nearly full-time hours to this endeavor.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
LPL Financial LLC
1st Global Advisors INC
1st Global Capital CORP.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
UBS Painewebber INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joshua Palmer, CFPLPL Financial LLC
- Dale MccartyLPL Financial LLC
- Larry Wallace, CFPLPL Financial LLC
- Christopher Mankoff, CFPLPL Financial LLC
- Phillip EggersLPL Financial LLC
- Risdon Woodard, CFP, ChFCLPL Financial LLC