NP
NP

Nicholas Parise

15 Years of Experience
Scranton, PA
Broker

Nicholas Parise is a registered investment advisor at LPL Financial LLC, based in Scranton, PA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

400 S Main Avenue, Scranton, PA, 18504

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas operates under the DBA Fidelity Asset Management Services for his LPL business since 2019. He also owns DCNP Realty, LLC, a real estate rental business, since 2010, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
September 2019 - Present · 6 yrs 8 mos
LPL Financial LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
PNC Investments
March 2014 - December 2018 · 4 yrs 9 mos
PNC InvestmentsBroker
December 2013 - December 2018 · 5 yrs
Invest Financial CorporationBroker
June 2009 - November 2013 · 4 yrs 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.