KC
KC

Kyle Cunningham

16 Years of Experience
Philadelphia, PA
1 DisclosureBrokerSells Insurance

Kyle Cunningham is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Philadelphia, PA, with 16 years of industry experience. Kyle is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1818 Market St Ste 3400, Philadelphia, PA, 19103

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Other Business ActivitiesSells Insurance

Kyle may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also works as a marketing associate for Justa Farm Dental Esthetics and owns an investment property, dedicating minimal time to each.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2013 - Present · 13 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
August 2010 - Present · 16 yrs 2 mos
State Registrations8 states
CADEFLMAMDNJPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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