Sean Carmody is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 15 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 747 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for investment management are negotiated between you and your advisor. Wrap account fees range from 0.1% to 2.5% annually. For customized hedge fund portfolios, Maxim Financial Advisors' fee ranges up to 1.5% annually, in addition to Crystal Capital Partners' fee of up to 1.5% and underlying managers' fees.
Location
300 Park Ave, 16th Fl, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sean is the sole member of SHC Capital Management, LLC, investing in a friend's commercial real estate project since 2022. He devotes minimal time to this activity, only up to two weeks per year during non-securities trading hours.
Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
Aegis Capital CORP.Broker
Rodman & Renshaw, LLCBroker
AXA Advisors, LLCBroker
State Registrations8 states
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