John Mullarkey is a registered investment advisor at Morgan Stanley, based in Lisle, IL, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4225 Naperville Road, Suite 255, Lisle, IL, 60532
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Regulatory History (1)
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Customer Dispute
February 2019Settled
Other Business Activities
John is a board member of The Reading League Illinois, a non-profit organization, since January 2022. He spends minimal time on accounting/bookkeeping, administrative, fundraising, marketing, and check signing/funds disbursements.
Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs 2 mos
Morgan StanleyBroker
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - June 2021 · 8 yrs 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2021 · 8 yrs 8 mos
Chase Investment Services CORP.
September 2010 - October 2012 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
July 2009 - October 2012 · 3 yrs 3 mos
State Registrations15 states
ALAZCACOFLGAILINMINCNYOHSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.