John Mullarkey is a registered investment advisor at Morgan Stanley, based in Lisle, IL, with 17 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
4225 Naperville Road, Suite 255, Lisle, IL, 60532
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Regulatory History (1)
Customer Dispute
February 2019Other Business Activities
John is a board member of The Reading League Illinois, a non-profit organization, since January 2022. He spends minimal time on accounting/bookkeeping, administrative, fundraising, marketing, and check signing/funds disbursements.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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