Luis Guzman is a CFP-designated registered investment advisor at Morgan Stanley, based in Lisle, IL, with 10 years of industry experience. Luis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
4225 Naperville Road, Suite 255, Lisle, IL, 60532
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Luis's spouse owns Leap of Faith Photography by Vanessa, LLC, and Luis spends minimal time assisting after business hours. Luis is also a board member of NAHREP Dupage County, a real estate organization, dedicating a few hours per week to business development and fundraising.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Rebecca FalcoMorgan Stanley
- Jeffrey GrangeMorgan Stanley
- Alyssa SheehyMorgan Stanley
- William AndersonMorgan Stanley
- William Lymangood, CFPMorgan Stanley
- John MullarkeyMorgan Stanley