Thomas Fanning
Thomas Fanning is a registered investment advisor at M Holdings Securities, INC., based in Woodbury, NY, with 11 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
135 Crossways Park Dr. Ste 402, Woodbury, NY, 11797
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a partner at Heritage Strategies, LLC focusing on estate planning, business succession, and life insurance, dedicating full-time hours to this role. He is also a partner at Heritage Benefit Solutions, focusing on health insurance, and an independent contractor for The Ridgeback Group LLC, selling fixed life insurance policies, dedicating about 10-20% of his time and a few hours per week, respectively.
Employment History
Current Registrations
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
Spire Securities, LLCBroker
Spire Securities, LLC
Previous Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
MML Investors Services, LLCBroker
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.