MB
MB
Martyn Ballestero
15 Years of Experience
Safety Harbor, FL
1 DisclosureBroker
Martyn Ballestero is a registered investment advisor at Morgan Stanley, based in Safety Harbor, FL, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Safety Harbor, FL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2018Final
Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 6 yrs 1 mo
Morgan StanleyBroker
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
Avantax Advisory Services
January 2018 - December 2019 · 1 yr 11 mos
Avantax Investment Services, INC.Broker
December 2017 - December 2019 · 2 yrs
Investment Professionals, INC.
August 2015 - December 2017 · 2 yrs 4 mos
Investment Professionals, INC.Broker
August 2015 - December 2017 · 2 yrs 4 mos
J. W. Cole Advisors, INC.
January 2015 - August 2015 · 7 mos
J.W. Cole Financial, INC.Broker
January 2015 - August 2015 · 7 mos
Invest Financial Corporation
August 2014 - January 2015 · 5 mos
Invest Financial CorporationBroker
July 2014 - January 2015 · 6 mos
Transamerica Financial Advisors, INC.
September 2012 - August 2014 · 1 yr 11 mos
Transamerica Financial Advisors, INCBroker
August 2010 - August 2014 · 4 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.