AP
AP

Andrew Paul

16 Years of Experience
Milwaukee, WI
Broker

Andrew Paul is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 16 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2015 - Present · 10 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Prudential Financial Planning Services
February 2013 - November 2015 · 2 yrs 9 mos
Pruco Securities, LLC.Broker
February 2013 - November 2015 · 2 yrs 9 mos
Edward Jones
September 2009 - February 2013 · 3 yrs 5 mos
Edward JonesBroker
September 2009 - February 2013 · 3 yrs 5 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Paul - Financial Advisor | TrueAdvisor