Shannon Dubuisson is a registered investment advisor, based in Lodi, CA, with 14 years of industry experience.
Location
400 E Kettleman Lane Suite 20e, Lodi, CA, 95240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shannon sells fixed insurance products with various companies since 2009, dedicating minimal time. She also owns Poppy Wealth Management (since July 2024) and works as a financial professional for Kennedy Financial Network (since April 2025), dedicating nearly full-time hours to these financial services businesses.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities LLCBroker
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations6 states
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