HB
CFP
HB
CFP
Hayley Bates is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 16 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2021Denied
Other Business ActivitiesSells Insurance
Hayley is a member of the Leadership Council for A Place Called Home, dedicating minimal time to fundraising. Hayley also holds a CA insurance license and spends a few hours per week on insurance sales.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
July 2023 - Present · 3 yrs
Seia
February 2017 - Present · 9 yrs 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - July 2023 · 4 yrs 8 mos
Signator Investors, INC.Broker
July 2016 - November 2018 · 2 yrs 4 mos
Signature Investment Advisors, LLC
July 2015 - February 2017 · 1 yr 7 mos
Financial & Investment Management Group LTD
February 2013 - May 2015 · 2 yrs 3 mos
Signator Investors, INC.
August 2011 - February 2013 · 1 yr 6 mos
Signator Investors, INC.Broker
December 2009 - February 2013 · 3 yrs 2 mos
State Registrations5 states
CANCNVTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.