Brett Grider is a registered investment advisor, based in Mobile, AL, with 14 years of industry experience.
Location
25 West 1-65 Service Road North, Mobile, AL, 36608
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brett works as a wealth advisor at Hancock Whitney, providing financial planning and referring clients to specialists. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.Broker
May 2022 - August 2022 · 3 mos
Hancock Whitney Investment Services INC.
May 2022 - August 2022 · 3 mos
Charles Schwab & CO., INC.
February 2022 - May 2022 · 3 mos
Charles Schwab & CO., INC.Broker
January 2022 - May 2022 · 4 mos
TD Ameritrade Investment Management, LLC
April 2019 - May 2022 · 3 yrs 1 mo
TD Ameritrade, INC.
March 2019 - May 2022 · 3 yrs 2 mos
TD Ameritrade, INC.Broker
March 2019 - May 2022 · 3 yrs 2 mos
Advice and Planning Services
July 2015 - March 2019 · 3 yrs 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2015 - March 2019 · 3 yrs 8 mos
Strategic Advisers, INC.
December 2012 - July 2015 · 2 yrs 7 mos
Fidelity Brokerage Services LLCBroker
April 2012 - July 2015 · 3 yrs 3 mos
Scottrade, INC.Broker
June 2011 - April 2012 · 10 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.