TrueAdvisor
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CFP
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CFP

Nikolaus Redmond

Perennial Financial Services
16 Years of Experience
Fresno, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Nikolaus Redmond is a CFP-designated registered investment advisor at Perennial Financial Services, based in Fresno, CA, with 16 years of industry experience. Nikolaus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 3,229 clients with $2.5B in assets under management.

Perennial Financial Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
3,229 clients
Average Client Portfolio
$774K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee will not exceed 2.00%. Fees are negotiable and billed quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5260 N Palm Avenue, Suite 221, Fresno, CA, 93704

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nikolaus operates Ford Financial Group as a DBA for LPL business and as a registered investment advisor. He also works with Perennial Investment Advisors, LLC and Perennial Legacy LLC, and is an agent for BGA Insurance and Perennial Legacy Insurance Solutions, spending a few hours per week on insurance-related activities.

Employment History
Current Registrations
Perennial Financial Services
January 2023 - Present · 3 yrs 9 mos
LPL Financial LLCBroker
June 2010 - Present · 16 yrs 4 mos
Previous Registrations
LPL Financial LLC
January 2018 - March 2019 · 1 yr 2 mos
Ford Financial Group
January 2017 - May 2023 · 6 yrs 4 mos
LPL Financial LLC
July 2010 - April 2017 · 6 yrs 9 mos
State Registrations11 states
ALCACTFLNCNVORTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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