Steven Jolly
Steven Jolly is a registered investment advisor at Perennial Financial Services, based in Fresno, CA, with 37 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,899 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Perennial Investment Advisors manages investments through LPL Financial or Fidelity. The maximum annual fee is 2.00% of the account value, billed quarterly in advance. Fees are negotiable. The firm also utilizes SEI programs and Envestnet programs, with fees up to 2.00% of assets. For held away accounts, the advisory fee is deducted from another client account or invoiced directly to the client.
Location
5260 N Palm Avenue, Suite 221, Fresno, CA, 93704
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2001Other Business ActivitiesSells Insurance
Steven operates under the DBA Ford Financial Group for his LPL business and is an IAR for Ford Financial Group, LLC and Perennial Investment Advisors, LLC, spending a significant amount of time on these activities. He also serves as a non-profit board member for Fresno County Employees Retirement Associates (FCERA) and as a FINRA arbitrator, along with other investment-related activities.
Employment History
Current Registrations
Perennial Financial Services
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ford Financial Group
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.