William Zimmerman
William Zimmerman is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Colorado Spgs, CO, with 16 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
90 S Cascade Ave, Ste 1000, Colorado Spgs, CO, 80903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is the secretary for SoCo Baseball, a non-profit organization, and a board member for 6th Attacker - AF Academy Hockey Alumni, another non-profit. These activities take a few hours per week.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
USAA Financial Planning Services
USAA Investment Management Company
USAA Financial Advisors, INC.Broker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.