AF
AF

Alec Fisher

16 Years of Experience
Broker

Alec Fisher is a registered investment advisor, based in Chicago, IL, with 16 years of industry experience.

Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Securities, LLC
May 2014 - Present · 11 yrs 11 mos
Hightower Advisors, LLC
May 2014 - Present · 11 yrs 11 mos
Hightower Securities, LLCBroker
May 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - May 2014 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2014 · 4 yrs 7 mos
State Registrations9 states
CAFLIDMINVORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.