CM
CM

Christopher Madia

16 Years of Experience
Saratoga Springs, NY
Broker

Christopher Madia is a registered investment advisor at Rockefeller Capital Management, based in Saratoga Springs, NY, with 16 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
944 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B

Fee Structure

Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.

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Location

321 Broadway, Saratoga Springs, NY, 12866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher works in food service at The Lake George Club a few days per month from May to October. This activity is not investment-related.

Employment History
Current Registrations
Rockefeller Capital Management
July 2023 - Present · 2 yrs 10 mos
Rockefeller Financial LLCBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Goldman Sachs Ayco Personal Financial Management
February 2012 - August 2023 · 11 yrs 6 mos
Mercer Allied Company, L.P.Broker
November 2009 - August 2023 · 13 yrs 9 mos
State Registrations2 states
NYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.