Susan Marshall
Susan Marshall is a ChFC-designated registered investment advisor at Nautical Star Financial Group LLC, based in Henderson, NV, with 5 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 75 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.90% |
| $500K - $20.0M | 1.50% |
| $20M+ | 1.50% |
Schedule reflects fees for Washington clients. Fees for other clients may not exceed 2.00% with a $5,000 minimum annual fee. Fees are negotiable.
Fee Estimator
Location
1489 W Warm Springs Rd, Suite 110, Henderson, NV, 89014
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is an insurance agent since 2020, dedicating full-time hours to this activity. She is also an Investment Advisor Representative (IAR) with Forward Advisors LLC since 2023, spending about half her time on this investment-related role.
Employment History
Current Registrations
Nautical Star Financial Group LLC
Previous Registrations
Arete Wealth Advisors, LLC
Center Street Advisors, INC.
Northwestern Mutual Investment Services,llc
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Bontrager, PFSCambridge Investment Research Advisors, INC.
- Justin Long, CFPDiazo, LLC
- Lydia Salo, CFPCetera Investment Advisers LLC
- Raymond Yin, CFAMML Investors Services, LLC
- Michael Marinaro, CFPEdward Jones
- James Peters, CFA, CFPAdvice and Planning Services