John Brais
John Brais is a registered investment advisor at Horizon Financial Services, LLC, based in Winston Salem, NC, with 16 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more. Their firm serves 400 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horizon Financial Services offers several investment management options:
- Asset Management: Annual fee between 0.60% and 2.00% of your portfolio, paid monthly.
- Variable Annuity Solution: Annual fee between 0.60% and 1.00% of your portfolio, paid quarterly.
- Mutual Fund Direct Solution: Negotiable flat percentage with a maximum rate of 1% annually, paid quarterly.
- Donor Advised Funds: No fees charged by Horizon Financial Services.
- Co-Advisor Services: Maximum annual fee of 1.70%, billed monthly or quarterly.
- ERISA 3(21) Services: Maximum annual fee of 1% of plan assets, billed quarterly.
Location
3880 Vest Mill Rd., Suite 100, Winston Salem, NC, 27103
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the President/Owner and CEO of New Horizon Financial Services, Inc., where he dedicates about half his time to insurance sales and services. He also manages and owns commercial and rental real estate through Brais Properties, LLC and Grais Properties, LLC, and is an Insurance IMO for Cake Partnership, LLC, spending minimal time on these activities.
Employment History
Current Registrations
Horizon Financial Services, LLC
Previous Registrations
Regal Investment Advisors LLC
Capital Guardian Wealth Management, LLC
State Registrations2 states
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