Matthew Sweeney
Matthew Sweeney is a registered investment advisor at William Joseph Capital Management, INC., based in Southington, CT, with 16 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,879 clients with $690M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.35% |
Fees are negotiable based on account size, relationship, and services provided. Generally, fees range between 0.60% and 1.35% annually, billed quarterly.
Fee Estimator
Location
Southington, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Matthew is a part owner of Wealth Preservation Specialist, LLC, a vehicle for sharing insurance revenue, though he does not sell or service insurance products himself, dedicating a few hours per week. He also provides advisory services for Investipal, Inc., a startup in Toronto, spending a few hours per week.
Employment History
Current Registrations
William Joseph Capital Management, INC.
Previous Registrations
Virtus Investment Advisers, INC.
Morgan Stanley Smith Barney LLC
Metlife Securities INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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