Caitlin Rose
Caitlin Rose is a registered investment advisor at Access Wealth Management, INC., based in Louisville, KY, with 16 years of industry experience. Caitlin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 187 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Access Wealth Management (AWM) offers portfolio management services where fees are based on the value of your investment accounts. The annual fee ranges from 1.0% to 1.5%, and is individually negotiated. Private Wealth Management clients may also be subject to a fixed quarterly fee when a significant proportion of the plan is focused on assets outside of AWM's management.
Location
4360 Brownsboro Road, Suite 101, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Caitlin provides family office services to RIA clients, including bookkeeping, bill payment, and tax services, dedicating full-time hours to this. Caitlin also works full-time as a lead service advisor at Access Wealth Management, a wealth management firm.
Employment History
Current Registrations
Access Wealth Management, LLC
Access Wealth Management, INC.
Private Client Services, LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.