MM
CFP
MM
CFP

Michael Mital

16 Years of Experience
Oakland, NJ
BrokerSells Insurance

Michael Mital is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Oakland, NJ, with 16 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

310 Ramapo Valley Road, Po Box 90, Oakland, NJ, 07436

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is involved in several business activities, including tax preparation, assisting with tax returns, and operating a DBA for financial services. He also sells group disability insurance and health insurance, dedicating minimal time to the former.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 6 mos
Cetera Financial Specialists LLCBroker
October 2013 - Present · 12 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
August 2010 - October 2013 · 3 yrs 2 mos
Genworth Financial Securities CorporationBroker
February 2010 - July 2010 · 5 mos
State Registrations10 states
AZCTFLMANCNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mital - Financial Advisor | TrueAdvisor