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Dimitri Rassias

7 Years of Experience
Weehawken, NJ
1 DisclosureBroker

Dimitri Rassias is a registered investment advisor at UBS Financial Services INC., based in Weehawken, NJ, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Lincoln Harbor, 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ, 07086

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History

Regulatory History (1)
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Customer Dispute
March 2023
Settled
Employment History
Current Registrations
UBS Financial Services INC.
November 2022 - Present · 3 yrs 6 mos
UBS Financial Services INC.Broker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Equitable Advisors, LLC
June 2020 - October 2022 · 2 yrs 4 mos
Equitable Advisors, LLCBroker
May 2020 - October 2022 · 2 yrs 5 mos
J.P. Morgan Securities LLCBroker
December 2019 - June 2020 · 6 mos
J.P. Morgan Securities LLC
December 2019 - June 2020 · 6 mos
UBS Financial Services INC.
September 2019 - December 2019 · 3 mos
UBS Financial Services INC.Broker
July 2019 - December 2019 · 5 mos
Jefferies LLCBroker
November 2014 - July 2015 · 8 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.