BD
BD
Benjamin Duggan
10 Years of Experience
Escondido, CA
1 DisclosureBroker
Benjamin Duggan is a registered investment advisor at Empower Advisory Group, LLC, based in Escondido, CA, with 10 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.50% |
| $100K - $250K | 0.40% |
| $250K - $400K | 0.30% |
| $400K+ | 0.20% |
EAG reserves the right to offer discounted fees or waive periodic fees.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Escondido, CA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025Settled
Employment History
Current Registrations
Empower Advisory Group, LLC
July 2024 - Present · 1 yr 10 mos
Empower Financial Services, INC.
July 2024 - Present · 1 yr 10 mos
Empower Financial Services, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Key Investment Services LLC
March 2021 - June 2021 · 3 mos
Key Investment Services LLCBroker
December 2016 - June 2021 · 4 yrs 6 mos
Msi Financial Services, INC.Broker
December 2015 - September 2016 · 9 mos
Hazard & Siegel Advisory Services LLC
March 2014 - October 2014 · 7 mos
Mid Atlantic Capital CorporationBroker
September 2011 - August 2013 · 1 yr 11 mos
Wall Street Financial Group, INC
June 2010 - March 2011 · 9 mos
Wall Street Financial Group, INC.Broker
February 2010 - March 2011 · 1 yr 1 mo
State Registrations45 states
AKALARAZCACTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.