George Zimmerman is a registered investment advisor at Rio Financial Planning, based in Portland, OR, with 15 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 33 clients with $7.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RIO Financial Planning offers investment management through a wrap fee program. The wrap fee covers the cost of investment advice and all brokerage commissions. Additional fees such as sub-advisor fees and custodial fees are separate. RIO will recommend securities to buy or sell, but you must approve all transactions.
Location
Portland, OR
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
George works as a Registration Representative for Kaiser Permanente, a healthcare system, since July 2023. His job involves checking patients in for medical appointments and takes approximately 32 hours per week, about 16 of which are during securities trading hours.
Employment History
Current Registrations
Rio Financial Planning
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Chase Investment Services CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.