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Christopher Germani

13 Years of Experience
Yardley, PA
Broker

Christopher Germani is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Yardley, PA, with 13 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

19 S Main St Front Build, Yardley, PA, 19067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is the owner of Jupiter Services Inc., a legal entity established for business purposes, and receives compensation from personal production. This activity, which is investment-related, takes about half of Christopher's time and occurs during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2014 - Present · 12 yrs 4 mos
Northwestern Mutual Investment Services,llc
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - June 2012 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - June 2012 · 1 yr 7 mos
State Registrations4 states
FLNJPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.