YC
CFP · ChFC
YC
CFP · ChFC
Yuting Cheng
15 Years of Experience
rosemead, CA
3 DisclosuresBroker
Yuting Cheng is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in rosemead, CA, with 15 years of industry experience. Yuting operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
8450 garvey ave, rosemead, CA, 91770
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2025Pending
Customer Dispute
April 2023Settled
Customer Dispute
September 2020Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2026 - Present · 3 mos
Cetera Wealth Services, LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2022 - January 2026 · 3 yrs 1 mo
Wells Fargo Advisors
December 2022 - January 2026 · 3 yrs 1 mo
Bancwest Investment Services, INC. (bwis)
April 2022 - November 2022 · 7 mos
Bancwest Investment Services, INC.Broker
April 2022 - November 2022 · 7 mos
Northwestern Mutual Investment Services,llc
April 2021 - April 2022 · 1 yr
Northwestern Mutual Investment Services, LLCBroker
March 2021 - April 2022 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
November 2017 - March 2021 · 3 yrs 4 mos
J.P. Morgan Securities LLC
November 2017 - March 2021 · 3 yrs 4 mos
Citigroup Global Markets INC.
November 2015 - December 2017 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
November 2015 - December 2017 · 2 yrs 1 mo
Cetera Investment Advisers LLC
January 2014 - November 2015 · 1 yr 10 mos
Cetera Investment Services LLCBroker
April 2013 - November 2015 · 2 yrs 7 mos
Cetera Investment Services LLC
April 2013 - January 2014 · 9 mos
Cetera Investment Services LLC
September 2012 - March 2013 · 6 mos
Cetera Investment Services LLCBroker
June 2011 - March 2013 · 1 yr 9 mos
Maia Securities, INC.Broker
October 2009 - March 2011 · 1 yr 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.