Kara Shaffer is a CFP-designated registered investment advisor, based in Westminster, MD, with 14 years of industry experience.
Location
Westminster, MD
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
July 2023 - Present · 2 yrs 10 mos
Empower Financial Services, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Empower Advisory Group, LLC
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Personal Capital Advisors Corporation
October 2021 - April 2023 · 1 yr 6 mos
Lincoln Financial Advisors CorporationBroker
February 2012 - October 2021 · 9 yrs 8 mos
State Registrations1 state
MD
Advisor
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Exams
No exam information available for this advisor.