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Christopher Schall
16 Years of Experience
Waukee, IA
Broker
Christopher Schall is a registered investment advisor at Cetera Investment Advisers LLC, based in Waukee, IA, with 16 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Waukee, IA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
September 2018 - June 2021 · 2 yrs 9 mos
Voya Financial Advisors, INC.Broker
September 2018 - June 2021 · 2 yrs 9 mos
Securities America, INC.Broker
April 2014 - August 2018 · 4 yrs 4 mos
TD Ameritrade Clearing, INC.Broker
December 2013 - April 2014 · 4 mos
TD Ameritrade, INC.Broker
November 2009 - April 2014 · 4 yrs 5 mos
State Registrations2 states
IAMA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.