Eric Sams
Eric Sams is a registered investment advisor at Axxcess Wealth Management, LLC, based in Carlsbad, CA, with 16 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 8,726 clients with $6.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Axxcess Wealth Management's fees for wealth management and customized portfolio platform services range from 0.15% to 2.00% annually, based on the value of your investments. The firm also offers sleeve manager strategy services with fees ranging from 0.08% to 1.25% annually. Fees are based on the scope and complexity of services, the amount of assets managed, and the overall relationship with the firm. Fees may be negotiable.
Location
6005 Hidden Valley Road, Suite 290, Carlsbad, CA, 92011
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Regulatory History (1)
Criminal
February 2015Other Business ActivitiesSells Insurance
Eric operates E & E Financial, LLC as a DBA for his investment advisory business. He also provides consulting services through Monahan & Roth, LLC, dedicating a significant amount of time to due diligence, research, client services, and supporting senior management. Additionally, Eric sells insurance through CPS Insurance, dedicating minimal time to this activity, and serves as President of the Board for Harriet Tubman Village Charter School, spending a few hours per week on board meetings.
Employment History
Current Registrations
Axxcess Wealth Management, LLC
Previous Registrations
Xton Financial LLCBroker
Axxcess Wealth Management, LLC
Millennial Advisers, LLC.
Allied Millennial Partners, LLCBroker
Wbb Securities, LLCBroker
Wbb Securities, LLC
Keystone Capital CorporationBroker
Keystone Capital Corporation
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.