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Eric Sams

Axxcess Wealth Management, LLC
16 Years of Experience
San Diego, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Eric Sams is a registered investment advisor at Axxcess Wealth Management, LLC, based in San Diego, CA, with 16 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 10,357 clients with $8.9B in assets under management.

Axxcess Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
10,357 clients
Average Client Portfolio
$857K average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range from 0.15% to 2.00% depending on portfolio size, scope, and complexity. Fees are negotiable at the advisor's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3111 Camino Del Rio North, Suite 400, San Diego, CA, 92108

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History

Regulatory History (1)
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Criminal
February 2015
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric operates E & E Financial, LLC as a DBA for his investment advisory business. He also provides consulting services through Monahan & Roth, LLC, dedicating a significant amount of time to due diligence, research, client services, and supporting senior management. Additionally, Eric sells insurance through CPS Insurance, dedicating minimal time to this activity, and serves as President of the Board for Harriet Tubman Village Charter School, spending a few hours per week on board meetings.

Employment History
Current Registrations
Axxcess Wealth Management, LLC
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Xton Financial LLCBroker
July 2020 - April 2024 · 3 yrs 9 mos
Axxcess Wealth Management, LLC
May 2020 - December 2021 · 1 yr 7 mos
Millennial Advisers, LLC.
March 2020 - April 2020 · 1 mo
Allied Millennial Partners, LLCBroker
March 2020 - April 2020 · 1 mo
Wbb Securities, LLCBroker
January 2017 - July 2020 · 3 yrs 6 mos
Wbb Securities, LLC
January 2017 - July 2020 · 3 yrs 6 mos
Keystone Capital CorporationBroker
March 2011 - January 2017 · 5 yrs 10 mos
Keystone Capital Corporation
March 2011 - October 2016 · 5 yrs 7 mos
AXA Advisors, LLC
April 2010 - March 2011 · 11 mos
AXA Advisors, LLCBroker
March 2010 - March 2011 · 1 yr
State Registrations3 states
CATNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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