SG
CFP
SG
CFP

Shannah Game

13 Years of Experience
Woodland Hills, CA
Sells Insurance

Shannah Game is a CFP-designated registered investment advisor at Shannah L. Compton, Cfp®, MBA, based in Woodland Hills, CA, with 13 years of industry experience. Shannah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Shannah L. Compton provides access to third-party investment managers. These managers charge an annual fee, which Shannah Compton shares as a solicitor. The total fee typically ranges from 1.00% to 1.75% of your account value, depending on the specific program, the size of your account, and the services provided. Shannah Compton may receive up to 1.00% of this total fee.

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Location

Woodland Hills, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Shannah was a financial services professional at Stanley L. Compton Insurance Services, Inc. until 1/2022, and is the owner of Hometown Cinema, Inc. since 2002. Shannah is also an inactive licensed real estate broker & agent since 2005, and spends minimal time as an independent writer for the Huffington Post and a writer for John Wiley & Sons.

Employment History
Current Registrations
Shannah L. Compton, Cfp®, MBA
September 2012 - Present · 13 yrs 8 mos
Previous Registrations
Wealth Innovations, INC.
August 2011 - December 2011 · 4 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shannah Game - Financial Advisor | TrueAdvisor