Amber Carter is a registered investment advisor at Spc, based in Glendale, CA, with 16 years of industry experience. Amber is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
Glendale, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amber owns Lana Financial and spends about a quarter of her time there. She also sells non-variable products including life insurance and fixed index annuities, dedicating about 10-20% of her time to this activity. Finally, Amber is the Board Secretary for Dana Manor HOA, spending minimal time on this role.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Gold Coast Securities, INC.
Gold Coast Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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