Justin Dzik
Justin Dzik is a registered investment advisor at Shearson Financial Services, LLC, based in Bellaire, TX, with 16 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.55% |
| $250K - $500K | 0.50% |
| $500K - $1.0M | 0.50% |
| $1.0M - $2.0M | 0.45% |
| $2.0M - $3.0M | 0.40% |
| $3.0M - $5.0M | 0.30% |
| $5.0M - $10.0M | 0.20% |
| $10M+ | 0.20% |
Rates reflect the RBC Advisor Program schedule. Other programs such as the RBC Unified Portfolio Program and Unbundled Managed Account Solutions Program have different schedules starting at higher rates (up to 1.50% and 1.85% respectively). Fees are negotiable for accounts over $10 million.
Fee Estimator
Location
6750 West Loop South, Suite 1080, Bellaire, TX, 77401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Justin is a member of Dzik Investments, a financial management partnership with his father, dedicating full-time hours. He is also a member of Polkabla Family LLC, which invests in real estate and traditional investments, and a board member of Trees for Houston, a non-profit, spending minimal time.
Employment History
Current Registrations
Shearson Financial Services, LLC
Shearson Financial Services, LLCBroker
Previous Registrations
RBC Capital Markets CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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