Adiz Fernandez

Citigroup Global Markets INC.

15 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Citigroup Global Markets INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2269 advisors

Number of Clients

56,938 clients

Average Client Portfolio

$823K average

Assets Under Management

$46.9B

Fee Structure

Financial Planning:Investment management only

Location

CWM Retail, Sales, 120 Broadway, New York, NY, 10271

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Citigroup Global Markets INC.

January 2020 - Present · 6 yrs 1 mo

Citigroup Global Markets INC.Broker

February 2016 - Present · 10 yrs

Previous Registrations

J.P. Morgan Securities LLCBroker

October 2012 - January 2016 · 3 yrs 3 mos

Chase Investment Services CORP.Broker

December 2009 - October 2012 · 2 yrs 10 mos

State Registrations25 states

ARAZCACOCTDCDEFLGAILINMAMDMINCNJNVNYOHPATXVAWAWIWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.