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Douglas Benson

16 Years of Experience
Ankeny, IA
BrokerSells Insurance

Douglas Benson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Ankeny, IA, with 16 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1810 SW Plaza Shops Ln, Ste G, Ankeny, IA, 50023

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas may earn commissions from sales of non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual. He also has ownership stakes in multiple investment properties and a legal entity receiving compensation, and is president of a non-profit hockey organization.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2012 - Present · 14 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
December 2009 - Present · 16 yrs 5 mos
State Registrations42 states
AKALARAZCACODEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNENJNMNVNYOHOKORPASCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Benson - Financial Advisor | TrueAdvisor