Nick Stockdale is a registered investment advisor, based in Charlotte, NC, with 12 years of industry experience. Nick is also registered as a broker, so some compensation may come from commissions on products sold.
Location
516 North Tryon Street, Charlotte, NC, 28202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nick is an insurance agent at Forthright Capital Partners, LLC, selling life insurance and fixed annuity products, taking about half of his time. Nick also owns RockBox Fitness, a boxing-based fitness franchise, dedicating a few hours per week.
Employment History
Current Registrations
Linden Thomas and Company Securities, LLCBroker
Linden Thomas Advisory Services, LLC
Previous Registrations
Forthright Capital Advisory
Linden Thomas and Company Securities, LLCBroker
Linden Thomas Advisory Services, LLC
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
Mutual of Omaha Investor Services, INC.Broker
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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