PC
PC
Peter Cohlmia is a registered investment advisor, based in Wichita, KS, with 16 years of industry experience.
Location
8080 E. Central, Suite 200, Wichita, KS, 67206
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018Denied
Other Business ActivitiesSells Insurance
Peter works as an Investment Advisor Representative for Kestra Advisory Services, LLC, dedicating about half of his time to this role. He also works as an Investment Advisor for Fortis Advisors, spending nearly full-time hours on sales of financial securities and advisory fees, and insurance.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
October 2016 - Present · 9 yrs 7 mos
Kestra Advisory Services, LLC
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Carey, Thomas, Hoover & Breault Advisors
November 2010 - December 2016 · 6 yrs 1 mo
Carey, Thomas, Hoover, & Breault, INC.
February 2010 - December 2010 · 10 mos
Carey, Thomas, Hoover, & Breault, INC.Broker
December 2009 - October 2016 · 6 yrs 10 mos
State Registrations25 states
ARAZCACOCTFLILINKSMAMDMIMOMTNCNENJOHOKPASCTXVAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.