Michael Caplan is a CFP-designated registered investment advisor, based in Denver, CO, with 16 years of industry experience.
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is the President/Owner of Invictus Private Wealth, providing financial advice and wealth management, which is a full-time commitment. He also works as an agent selling fixed/traditional insurance products for a few hours per week and manages rental properties, dedicating minimal time to each.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Invictus Private Wealth, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley
Morgan StanleyBroker
State Registrations17 states
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