Sisi Loudon is a registered investment advisor, based in Austin, TX, with 12 years of industry experience.
Location
Austin, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Alight Financial Solutions, LLC
April 2022 - Present · 4 yrs 1 mo
Alight Financial Advisors, LLC
April 2022 - Present · 4 yrs 1 mo
Alight Financial Solutions, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
PNC Managed Account Solutions, INC.
November 2015 - August 2021 · 5 yrs 9 mos
Bbva Securities INC.Broker
November 2015 - August 2021 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2014 - July 2015 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2014 - July 2015 · 1 yr 3 mos
Edward Jones
January 2012 - July 2012 · 6 mos
Edward JonesBroker
January 2012 - July 2012 · 6 mos
AXA Advisors, LLCBroker
February 2010 - August 2010 · 6 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.