Samuel Ogbonna
Samuel Ogbonna is a CFP-designated registered investment advisor at Southstate Private Capital Management LLC, based in Dallas, TX, with 16 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 712 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fee schedules vary by division (e.g., Private Capital Management vs. SouthState Advisory). Fees are negotiable and certain legacy clients may have different rates.
Fee Estimator
Location
2101 Cedar Springs Rd., Suite 1000, Dallas, TX, 75201
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel is the treasurer for a Toastmasters International chapter, a non-profit organization focused on public speaking skills. He spends minimal time registering new applicants and submitting renewals.
Employment History
Current Registrations
Southstate Private Capital Management LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
USAA Financial Planning Services
USAA Investment Management Company
USAA Financial Advisors, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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