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CFP · ChFC
AM
CFP · ChFC

Andrew Macdougall

Robert W. Baird & CO. Incorporated
10 Years of Experience
Raleigh, NC
Broker
View SEC Summary
View SEC Summary

Andrew Macdougall is a CFP, ChFC-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Raleigh, NC, with 10 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

3600 Glenwood Avenue, Suite 200, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a board member and on the Investment Finance Committee for Endeavor Charter School. This non-investment related activity requires minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
March 2023 - Present · 3 yrs 7 mos
Robert W. Baird & CO. Incorporated
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
September 2016 - June 2020 · 3 yrs 9 mos
Securities America, INC.Broker
October 2010 - April 2013 · 2 yrs 6 mos
Joseph Gunnar & CO. LLCBroker
March 2010 - June 2010 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
February 2010 - February 2010 · 0 mos
State Registrations26 states
AKCACOCTFLGAILMAMDMIMONCNDNJNMNYOHORPARISCTNTXVAVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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