GK
GK

Gregory Karolich

13 Years of Experience
Chicago, IL
Broker

Gregory Karolich is a registered investment advisor, based in Chicago, IL, with 13 years of industry experience.

Location

101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Lbmz Securities, INC.Broker
October 2012 - Present · 13 yrs 9 mos
Zacks Investment Management, INC.
October 2012 - Present · 13 yrs 9 mos
Lbmz Securities, INC.
October 2012 - Present · 13 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
July 2012 - October 2012 · 3 mos
Raymond James Financial Services, INC.Broker
May 2012 - October 2012 · 5 mos
State Registrations6 states
ALFLGAILPRSC
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.