David Williams
David Williams is a CFP-designated registered investment advisor at J. W. Cole Advisors, INC., based in Phoenix, AZ, with 15 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 31,247 clients with $8.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 3.00% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees may be negotiated or charged at a flat rate. Program fees and transaction costs may apply separately depending on the selected account type.
Fee Estimator
Location
19820 N. 7th Street, Suite 230, Phoenix, AZ, 85024
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a Vice President at Freedom Point Financial Services, Inc., offering securities, advisory services, and fixed insurance. He spends nearly full-time on this role, including about 15 hours during trading.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
The O.N. Equity Sales CompanyBroker
On Investment Management CO
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mary Baron, ChFCAmeriprise Financial Services, LLC
- John Smith, CFPDomain Money Advisors, LLC
- Cheryl Knight, ChFCLPL Enterprise, LLC
- Sarah Spiller, CFP, ChFCCharles Schwab & CO., INC.
- Nicholas Doyle, CFP
- Sarah Szczublewski, CFPUmb Private Wealth Management, LLC