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Mauro Marquez

15 Years of Experience
Dallas, TX
Broker

Mauro Marquez is a registered investment advisor, based in Dallas, TX, with 15 years of industry experience.

Location

2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mauro works as an Investment Advisor at Texas Capital Bank, dedicating full-time hours to this role. He also serves as a Board Member & Treasurer for the Leadership Forward Mentoring Program, spending a few hours per week on this activity.

Employment History
Current Registrations
Tcbi Securities, INC.Broker
March 2023 - Present · 3 yrs 4 mos
Texas Capital Bank Private Wealth Advisors
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
Neuberger Berman Bd LLC
October 2013 - September 2022 · 8 yrs 11 mos
Neuberger Berman Bd LLCBroker
July 2013 - September 2022 · 9 yrs 2 mos
TD Ameritrade Clearing, INC.Broker
October 2011 - July 2013 · 1 yr 9 mos
Edward Jones
February 2010 - October 2010 · 8 mos
Edward JonesBroker
January 2010 - October 2010 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mauro Marquez - Financial Advisor | TrueAdvisor