Samuel Richmond is a registered investment advisor at LPL Financial LLC, based in Atlanta, GA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1950 N Park Pl SE Bldg 300, Atlanta, GA, 30339
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Samuel operates under the DBA Nvestfit, LLC for his LPL business since 2015 and owns Evolve Autos, LLC since 2017. He also has business interests in The Building Place, LLC and 1950 N. Park, LLC, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Personal Capital Advisors Corporation
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Invest Financial Corporation
Invest Financial CorporationBroker
MML Investors Services, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.