Bernard Peter Levine

Usi Securities, INC.

5 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement Planning

Usi Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

50 advisors

Number of Clients

139 clients

Average Client Portfolio

Not specified

Fee Structure

Financial Planning:Investment management only

Location

6100 Fairview Road, Ste 1400, Charlotte, NC, 28210

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Usi Securities, INC.

July 2022 - Present · 3 yrs 7 mos

Usi Securities, INC.Broker

June 2022 - Present · 3 yrs 8 mos

Previous Registrations

Equitable Distributors, LLCBroker

June 2021 - May 2022 · 11 mos

Morgan Stanley Smith Barney LLC

March 2010 - October 2010 · 7 mos

Morgan Stanley Smith BarneyBroker

February 2010 - October 2010 · 8 mos

State Registrations2 states

NCSC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.