Geoffrey Mclawhorn
Geoffrey Mclawhorn is a registered investment advisor at Modern Capital Advisors, LLC, based in New Bern, NC, with 15 years of industry experience. Geoffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 1,221 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable. Modern Capital Advisors may waive its minimum fee or charge a lesser fee based on criteria such as historical relationship, type of assets, and anticipated future additional assets.
Fee Estimator
Location
2600 Neuse Blvd, New Bern, NC, 28562
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Geoffrey owns a P&C insurance firm, Saltwater Insurance Services LLC, but agents employed by him conduct the business, requiring minimal time. He also owns GG Pokepals, buying and selling Pokemon and sports cards for his kids' collections, dedicating a few hours per week, and MM Financial Group, LLC, where he conducts his financial services practice full-time.
Employment History
Current Registrations
Modern Capital Advisors, LLC
Modern Capital Securities INC.
Modern Capital Securities INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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