James Grace is a CFP-designated registered investment advisor at Modern Financial Wellness, based in Portsmouth, NH, with 15 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| $0K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $2.0M | 0.75% |
| $2M+ | 0.65% |
The fee is negotiable. The above fee schedule does not include the Outside Manager’s fee. At no point will the combined fee charged to the Client exceed 2% of assets under management.
Fee Estimator
Location
Portsmouth, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a registered investment adviser representative of Silver Pine Capital, LLC since 2018, providing advisory services to clients. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Modern Financial Wellness
Silver Pine Capital, LLC
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Metlife Securities INC.
Metlife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.