TrueAdvisor
TrueAdvisor
RD
RD

Ryan Derks

Derks Financial, LLC
13 Years of Experience
Lees Summit, MO
2 Disclosures
View SEC Summary
View SEC Summary

Ryan Derks is a registered investment advisor at Derks Financial, LLC, based in Lees Summit, MO, with 13 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 285 clients with $80M in assets under management.

Derks Financial, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
285 clients
Average Client Portfolio
$281K average
Assets Under Management
$80.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4959 NE Goodview Cir, Suite A, Lees Summit, MO, 64064

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023
Settled
Customer Dispute
June 2020
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ryan is the owner of Derks Tax & Accounting, providing tax and accounting services. He dedicates a few hours per week to this business.

Employment History
Current Registrations
Derks Financial, LLC
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
August 2019 - September 2021 · 2 yrs 1 mo
Berthel Fisher & Company Financial Services, INC.
August 2019 - September 2021 · 2 yrs 1 mo
Berthel Fisher & Company Financial Services, INC.
April 2011 - October 2017 · 6 yrs 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
June 2010 - October 2017 · 7 yrs 4 mos
State Registrations3 states
KSMOTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Lees Summit, MO →All financial advisors in Missouri →